Protection of Customer Funds - CFTC Regulation 1.55

5/17/2018 Customer Segregated Funds Report                                              

2017 Audited Financials

Disclosure Documents


Total Held in Segregation

$47,328,737

 
Total Funds Required to be Segregated

$57,509,048

 
Excess Segregated Funds

$10,180,311

 

Mar 31, 2018 Capital    
Net Capital $8,268,344  
Adjusted Net Capital 
$8,264,183  
Excess Net Capital $3,841,272  

Daily 1-FR Report

 

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July 2017 Daily Filings 

June 2017 Daily Filings 

May 2017 Daily Filings

April 2017 Daily Filings

March 2017 Daily Filings

February 2017 Daily Filings

January 2017 Daily Filings 

December 2016 Daily Filings 

November 2016 Daily Filings 

October 2016 Daily Filings 

September 2016 Daily Filings 

August 2016 Daily Filings 

July 2016 Daily Filings 

June 2016 Daily Filings 

May 2016 Daily Filings 

April 2016 Daily Filings 

March 2016 Daily Filings 

February 2016 Daily Filings 

January 2016 Daily Filings 

 






Financial information regarding FCMs, including how the FCMs invest and hold customer funds, may be obtained from the National Futures Association (“NFA”). FCMs are required to file regular reports with NFA that disclose specific financial information about the firm. NFA's BASIC system provides summary reports of this information designed to provide greater transparency for investors. The FCM Financial Information reports can be accessed by conducting a search for a specific FCM in BASIC. Users can then click on "View Financial Information" on the firm's BASIC Details page.

Additional financial information on all FCMs is available from the Commodity Futures Trading Commission (“CFTC”). FCMs must file monthly financial reports with the CFTC's Division of Swap Dealer and Intermediary Oversight within 17 business days after the end of the month. Selected financial information from these reports is published on the CFTC website. The most recent month-end information generally is added within 12 business days after FCMs file their reports, but occasionally may be added later.